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Latest news & opinion
Questions remain about long-term effectiveness of wirehouse's move away from recruiting experienced brokers.
But long-term, the agency may get around questions of constitutionality by changing the way it brings on administrative law judges.
Private equity backing could fuel acquisitions by the large RIA.
While advisers face the difficult task of analyzing the law's impact, they will also have a significant opportunity to prove their value by implementing money-saving strategies for clients as well as their own businesses.
The provision is tricky, but could provide advisers and business-owner clients with sizable tax savings.