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Meanwhile, few brokerages and their trade associations, which blasted the DOL's fiduciary rule in comment letters, are responding to the CFP Board's proposal.
An estimated $6.7 billion has flowed into emerging-market stock funds and ETFs so far this year, according to Morningstar.
Lawyer says it was 'slimy' of Finra to publicize the case while it was still being litigated.
The DoubleLine CEO's attacks on Wall Street Journal reporters is igniting a discussion on what's fair game on social media.
In the case of investor Peter Deutsch, Fidelity doesn't have to pay any compensation, but regulator said firm put its interests ahead of his.