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Friday, November 20, 2009
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Surviving an SEC Audit after Madoff
Tuesday, May 19, 2009
4:00 p.m. – 5:00 p.m. View the Archive This program has been accepted by the CFP Board for 1 CE credit and by IMCA for 1 non-IMCA CIMA credit. It has also been accepted by the American College for 1 PACE credit. Download the non-IMCA CIMA CE submittal form Viewers are eligible for CE credit up to 1 year from the live event. Click here to download the updated slides Leading advisers and a former senior SEC enforcement chief discuss how to prepare for — and handle — an SEC audit in light of the Madoff scandal. Key topics covered during the webcast will include:
Listen to our expert panelists discuss their SEC audit experiences and what to expect from the agency as a result of recent scandals.
Moderators:
Panelists:
Register Now
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