| 2011 discretionary assets (in millions, as of Sept. 30) | $317.0 |
| 2011 discretionary accounts (as of Sept. 30) | 6 |
| 2011 total assets (in millions, as of Sept. 30) | $497.0 |
| 2011 total accounts (as of Sept. 30) | 7 |
| 2011 employees (as of Sept. 30) | 6-10 |
| 2011 investment advisers (as of Sept. 30) | 1-5 |
| 2011 investment advisory clients (as of Sept. 30) | 1-10 |
| Key executive | John Duebendorfer, president |