InvestmentNews News and Opinion http://www.investmentnews.com News and opinion from InvestmentNews.com en-us <![CDATA['Billions' star Maggie Siff touts Betterment in new ad campaign]]> <![CDATA[Morgan Stanley's new comp plan could pinch pay for some brokers]]> <![CDATA[Advisers home in on HENRYs overlooked by banks, retirement-plan providers]]> <![CDATA[Pensions are the new tax dodge, especially for rich business owners]]> <![CDATA[Deutsche Bank settles 401(k) self-dealing lawsuit for $21.9 million]]> <![CDATA[Ameriprise to pay $4.5 million to settle SEC charges that five reps stole more than $1 million from clients]]> <![CDATA[Wells Fargo loses $161 million team to Ameriprise ]]> <![CDATA[SEC charges two firms in municipal bond 'flipping' scheme]]> <![CDATA[SEC slaps Lockwood with $200,000 fine over unseen trading costs to clients]]> <![CDATA[Galvin goes after California broker, firm after it reaped at least $750,000 on UIT trades]]> <![CDATA[Finra panel awards clients $5 million for churning, but from defunct brokerage]]> <![CDATA[Why you should still take the fiduciary high ground on 401(k) rollovers]]> <![CDATA[Fintech goes international to find top tech talent ]]> <![CDATA[Claiming Social Security early has lasting impact on survivors]]> <![CDATA[Bull run that has taken U.S. equities to record highs may be nearing peak]]> <![CDATA[Tax-credit investigation may trip up Wells Fargo]]> <![CDATA[Malaysia ETF draws most cash since 2011 even as Turkey roils emerging markets]]> <![CDATA[AssetMark to add $5.7 billion in AUM with acquisition]]> <![CDATA[Active money management isn't going to disappear]]> <![CDATA[Bank team managing $365 million forms hybrid]]> <![CDATA[Wells Fargo tests investor patience with latest scandal]]> <![CDATA[Plan sponsors shift focus away from costs ]]> <![CDATA[Allianz Life joins Envestnet digital annuities marketplace ]]> <![CDATA[Bigger isn't always better when it comes to alternative investments ]]> <![CDATA[Hedge fund giant splits with Morgan Stanley on call on dollar peak]]> <![CDATA[SEC bars unregistered adviser who pled guilty to securities fraud]]> <![CDATA[SEC ponders creating video to help investors decide between investment adviser and broker]]> <![CDATA[Rob Arnott of Research Affiliates cedes CEO title]]> <![CDATA[SEC bars former adviser, orders him to pay $1.58 million]]> <![CDATA[Many of the best financial jobs for women aren't on Wall Street]]> <![CDATA[Technology aiding firms in adopting financial planning offerings ]]> <![CDATA[SEC charges former UBS broker with $4 million scam]]> <![CDATA[Wells Fargo team managing $170 million moves to Stifel]]> <![CDATA[Ed Butowsky plans to serve Schwab with $100 million lawsuit Monday]]> <![CDATA[Trading apps expose investors to cybercriminals, report finds]]> <![CDATA[MassMutual is considering sale of OppenheimerFunds division]]> <![CDATA[Genworth raises long-term-care insurance costs an average 58%]]> <![CDATA[Are Roth conversions after 70and#189; advisable? 5 factors to consider ]]> <![CDATA[Find success with an organized social media strategy]]> <![CDATA[Puerto Rico sales-tax bonds soar on news of debt deal]]> <![CDATA[Registered reps, firms in brokerage industry decline: new Finra report]]> <![CDATA[Social Security finances worsen as reliance on the program increases]]> <![CDATA[Custodians ponder charging RIAs asset-based fees]]> <![CDATA[REIT management gives no answers about disastrous share price]]> <![CDATA[Wells Fargo team managing $462 million moves to Raymond James]]> <![CDATA[DOL fiduciary rule death leaves 401(k) advisers in legal 'grey area' with rollovers]]> <![CDATA[Networking plays a key role in helping women advisers advance]]> <![CDATA[Bill Gross sees bond fund assets hit lowest level since November 2014]]>