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Friday, November 20, 2009
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At the Bell
Ameriprise Financial Inc. on Friday stepped back from receiving TARP money, less than 24 hours after the Department of the Treasury cleared it to participate in the program.
President Obama will likely sign comprehensive financial services regulatory reform legislation into law by yearend, House Financial Services Committee Chairman Barney Frank, D.-Mass., predicted in a speech Friday at the Financial Industry Regulatory Authority Inc.'s annual meeting in Washington.
Invesco PowerShares Capital Management LLC of Wheaton, Ill., said Friday that it plans to close 19, or 14%, of its exchange traded funds.
The PowerShares product line included 135...
President Obama Friday signed into law a bill aimed at strengthening oversight of the $787 billion financial-rescue plan.
Three broker-dealers in the ING Advisors Network face another round of strategic reviews that could lead to their sale, an ING spokesman said Friday.
In a survey of 530 chief financial officers and senior comptrollers by Chicago-based Grant Thornton LLP, just 23% said that they thought the economy would improve in six months, while 77% said that...
John Simmers will retire as chairman and chief executive of the ING Advisors Network, he told advisers during a conference call last week.
Distributions of $60 million have been made to investors in municipal bond insurer MBIA Inc., the Securities and Exchange Commission said Friday.
State securities regulators Friday asked Congress to consider giving federal grants to state securities divisions.
Bernard Madoff's lawyers on Friday appealed a judge's decision to revoke his $10 million bail and send him to jail to await sentencing.
Robert Glovsky has been voted chairman-elect by the board of the Certified Financial Planner Board of Standards Inc. of Washington.
An executive at an investment advisory firm who allegedly ran an adult escort business on the side has been accused by federal investigators of pilfering nearly $400,000 from his company's 401(k) plan.
The number of new arbitration cases filed by investors rose 54% last year from 2007, the Financial Industry Regulatory Authority Inc. of New York and Washington said last week.
By a vote of 246-183, the House of Representatives on Friday approved a $787 billion stimulus bill aimed at helping the United States out of the economic crisis.
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