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InvestmentNews senior reporter Mark Schoeff Jr. discusses the decision by Labor Secretary Acosta not to further delay his agency's regulation for retirement accounts. But its review continues.
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While non-traditional asset classes held in individual retirement accounts may have return and portfolio diversification benefits, there are "unique complexities" that limit their value for most investors.
Wirehouse is seen as trying to shore up adviser ranks that took a hit after banking scandal
Firm will pay $650,000 for suitability, compliance and books and records violations.
Shortfall driven by longer life spans and disappointing investment returns.
Wirehouse, after losing 400 brokers in first quarter, is bucking trend among rivals who have said they are going to cut back on spending big bucks recruiting veteran advisers