North American wirehouses, regionals and discount brokers ranked by retail reps
North American wirehouses, regionals and discount brokers ranked by retail reps Click column headers to sort…
North American wirehouses, regionals and discount brokers ranked by retail reps
Click column headers to sort fields
Rank | Broker-dealer | No. of reps |
---|---|---|
1 | Merrill Lynch & Co. Inc. | 15880 |
Four World Financial Center | ||
250 Vesey St. | ||
New York, NY 10080 | ||
(212) 449-1000 | ||
ml.com | ||
John A. Thain, chairman and chief executive | ||
2 | Citigroup Global Markets | 11266 |
Holdings Inc. | ||
388 Greenwich St. | ||
New York, NY 10013 | ||
(212) 816-6000 | ||
citigroup.com | ||
Michael Klein and Tom Maheras, co-CEOs | ||
3 | Edward Jones | 10532 |
12555 Manchester Road | ||
St. Louis, MO 63131 | ||
(314) 515-2000 | ||
edwardjones.com | ||
Jim Weddle, managing partner | ||
4 | Wachovia Securities LLC | 10137 |
Riverfront Plaza | ||
901 E. Byrd St. | ||
Richmond, VA 23219 | ||
(804) 627-8625 | ||
wachovia.com | ||
Daniel J. Ludeman, president and chief executive | ||
5 | Morgan Stanley | 8137 |
1585 Broadway | ||
New York, NY 10036 | ||
(212) 761-4000 | ||
morganstanley.com | ||
John J. Mack, chairman and chief executive | ||
6 | UBS Financial Services Inc. | 7880 |
1200 Harbor Blvd., Fifth Floor | ||
Weehawken, NJ 07086 | ||
(201) 352-3000 | ||
ubs.com | ||
Marcel Rohner, chief executive | ||
7 | A.G. Edwards Inc. | 6541 |
One N. Jefferson Ave. | ||
St. Louis, MO 63103 | ||
(314) 955-3000 | ||
agedwards.com | ||
Robert L. Bagby, chairman, chief executive and president | ||
8 | Fidelity Brokerage | 6523 |
155 Seaport Blvd., ZWNA | ||
Boston, MA 02210 | ||
(617) 563-7000 | ||
fidelity.com | ||
Rodger Lawson president of FMR Corp | ||
9 | Ameriprise Financial | 3178 |
Services Inc. | ||
707 Second Ave. S. | ||
Minneapolis, MN 55402 | ||
(612) 671-3131 | ||
ameriprise.com | ||
James M. Cracchiolo, chairman and chief executive | ||
10 | TD Ameritrade Holding Corp. | 2421 |
4211 S. 102nd St. | ||
Omaha, NE 68127 | ||
(800) 237-8692 | ||
tdameritrade.com | ||
Joseph H. Moglia, chief executive | ||
11 | Fifth Third Securities Inc. | 2137 |
38 Fountain Square Plaza | ||
Cincinnati, OH 45263 | ||
(513) 358-5925 | ||
53.com | ||
Howard Hammond, managing director | ||
12 | RBC Dain Rauscher Inc. | 1810 |
Dain Rauscher Plaza | ||
60 S. Sixth St. | ||
Minneapolis, MN 55402 | ||
(612) 371-2711 | ||
rbcdain.com | ||
Irving Weiser, chairman | ||
13 | E*Trade Financial Corp. | 1598 |
135 East 57th Street, 17th Floor | ||
New York, NY 10022 | ||
(646) 521-4300 | ||
etrade.com | ||
Donald Layton, chairman | ||
14 | Oppenheimer & Co. Inc. | 1395 |
125 Broad St. | ||
New York, NY 10004 | ||
(212) 668-8000 | ||
opco.com | ||
Albert G. Lowenthal, chairman and chief executive of Oppenheimer Holdings Inc. | ||
15 | Raymond James | 1218 |
& Associates Inc. | ||
880 Carillon Parkway | ||
St. Petersburg, FL 33716 | ||
(727) 567-1000 | ||
raymondjames.com | ||
Dennis W. Zank, president | ||
16 | Wells Fargo Investments LLC | 1180 |
420 Montgomery St., 12th Floor | ||
San Francisco, CA 94104 | ||
(800) 411-4932 | ||
wellsfargo.com | ||
Charles W. Daggs III, chief executive | ||
17 | Morgan Keegan & Co. Inc. | 1075 |
Morgan Keegan Tower | ||
50 Front St. | ||
Memphis, TN 38103 | ||
(901) 524-4100/(800) 366-7426 | ||
morgankeegan.com | ||
G. Douglas Edwards, chief executive | ||
18 | National Bank Financial Inc. | 939 |
600 De la Gauchetiere W. | ||
Montreal, Quebec H3B 4L2 | ||
(514) 879-2222 | ||
nbfinancial.com | ||
Louis Vachon, chairman, president and chief executive | ||
19 | H&R Block | 919 |
Financial Advisors Inc. | ||
Dime Building | ||
719 Griswold St., Suite 1700 | ||
Detroit, MI 48226 | ||
(313) 628-1200 | ||
hrblock.com | ||
Joan K. Cohen, president | ||
20 | Janney Montgomery Scott LLC | 857 |
1801 Market St. | ||
Philadelphia, PA 19103 | ||
(215) 665-6000 | ||
jmsonline.com | ||
Thomas C. Scheve, president and chief executive | ||
21 | Deutsche Bank Securities Inc. | 772 |
60 Wall St. | ||
New York, NY 10005 | ||
(212) 250-2500 | ||
db.com | ||
Thomas J. Gahan, chief executive | ||
22 | T. Rowe Price | 713 |
Investment Services Inc. | ||
100 E. Pratt St. | ||
Baltimore, MD 21202 | ||
(410) 345-2000 | ||
troweprice.com | ||
Edward C. Bernard, chairman and president | ||
23 | Robert W. Baird & Co. Inc. | 591 |
777 E. Wisconsin Ave. | ||
Milwaukee, WI 53202 | ||
(414) 765-3500 | ||
rwbaird.com | ||
Paul E. Purcell, chairman, president and chief executive | ||
24 | Stifel Nicolaus & Co. Inc. | 556 |
One Financial Plaza | ||
501 N. Broadway | ||
St. Louis, MO 63102 | ||
(314) 342-2000 | ||
stifel.com | ||
Ronald J. Kruszewski, chairman and chief executive | ||
25 | The Bear Stearns Cos. Inc. | 540 |
383 Madison Ave. | ||
New York, NY 10179 | ||
(212) 272-2000 | ||
bearstearns.com | ||
James E. Cayne, chairman and chief executive | ||
26 | Lehman Brothers Holdings Inc. | 472 |
745 Seventh Ave. | ||
New York, NY 10019 | ||
(212) 526-7000 | ||
lehman.com | ||
Richard S. Fuld Jr., chairman and chief executive | ||
27 | Canaccord Capital Corp. | 439 |
2200-609 Granville St. | ||
Vancouver, British Columbia V7Y 1H2, | ||
Canada | ||
(604) 643-7300 | ||
canaccord.com | ||
Paul Reynolds, chief executive | ||
28 | J.J.B. Hilliard, W.L. Lyons Inc. | 410 |
Hilliard Lyons Center | ||
501 S. Fourth St. | ||
Louisville, KY 40202-2517 | ||
(502) 588-8400 | ||
hilliard.com | ||
James R. Allen, chairman and chief executive | ||
29 | Ferris Baker Watts Inc. | 347 |
1700 Pennsylvania Ave. N.W. | ||
Suite 700 | ||
Washington, DC 20006 | ||
(202) 661-9500 | ||
fbw.com | ||
Roger L. Calvert, president and chief executive | ||
30 | D.A. Davidson & Co. | 285 |
Davidson Building | ||
8 Third St. N. | ||
Great Falls, MT 59401 | ||
(406) 727-4200 | ||
dadavidson.com | ||
Bill A. Johnstone, president | ||
31 | Scott & Stringfellow Inc. | 260 |
Mutual Building 909 E. Main St. | ||
Richmond, VA 23219 | ||
(804) 643-1811 | ||
scottstringfellow.com | ||
Walter S. Robertson III, president and chief executive | ||
32 | NatCity Investments Inc. | 238 |
1900 E. Ninth St. | ||
Cleveland, OH 44114 | ||
(216) 222-3495 | ||
wealth.nationalcity.com | ||
Peter Raskind, president and chief executive | ||
33 | Wedbush Morgan Securities | 230 |
1000 Wilshire Blvd. | ||
Los Angeles, CA 90017-2466 | ||
(213) 688-8000 | ||
wedbushinc.com | ||
Edward W. Wedbush, president and chief executive | ||
34 | UBS International Inc. | 194 |
101 Park Ave. | ||
New York, NY 10178 | ||
(800) 371-0835 | ||
ubs.com | ||
Ricardo A. Gonzalez Jr., chairman, president and chief executive | ||
35 | Key Investment Services LLC | 175 |
4910 Tiedeman Road | ||
Brooklyn, OH 44144 | ||
(216) 689-3000 | ||
key.com | ||
Henry Meyer, chairman and chief executive of KeyCorp | ||
36 | Crowell Weedon & Co. | 160 |
One Wilshire Blvd. | ||
Los Angeles, CA 90017 | ||
(213) 620-1850 | ||
crowellweedon.com | ||
Andrew E. Crowell, managing partner and chief executive | ||
37 | Davenport & Co. LLC | 138 |
901 E. Cary St., 18th Floor | ||
Richmond, VA 23219 | ||
(804) 780-2000 | ||
davenportllc.com | ||
Coleman Wortham III, president and chief executive | ||
38 | M&I Brokerage Services Inc. | 113 |
770 N. Water St. | ||
Milwaukee, WI 53202 | ||
(800) 472-0060 | ||
www2.mibank.com | ||
Mark Furlong, president | ||
39 | Harris Investor Services Inc. | 100 |
111 W. Monroe | ||
Chicago, IL 60603 | ||
(312) 461-2121 | ||
www4.harrisbank.com | ||
Ellen Costello, chief executive | ||
40 | Southwest Securities Inc. | 94 |
1201 Elm St., Suite 3500 | ||
Dallas, TX 75270 | ||
(214) 859-1800 | ||
swst.com | ||
Donald W. Hultgren, chief executive | ||
41 | Sterne Agee & Leach Inc. | 85 |
800 Shades Creek Parkway | ||
Birmingham, AL 35209 | ||
(205) 949-3500 | ||
sterneagee.com | ||
James Holbrook Jr., chairman and chief executive | ||
42 | The Ziegler Cos. Inc. | 84 |
250 E. Wisconsin Ave. | ||
Suite 2000 | ||
Milwaukee, WI 53202 | ||
(414) 978-6400 | ||
ziegler.com | ||
John J. Mulherin, chief executive | ||
43 | William Blair & Co. LLC | 75 |
222 W. Adams St. | ||
Chicago, IL 60606 | ||
(312) 236-1600 | ||
williamblair.com | ||
John R. Ettelson, president and chief executive | ||
44 | Butler Wick & Co. Inc. | 68 |
City Centre One | ||
P.O. Box 149 | ||
Youngstown, OH 44501 | ||
(330) 744-4351 | ||
butlerwick.com | ||
Thomas J. Cavalier, chairman, president and chief executive | ||
45 | Wunderlich Securities Inc. | 66 |
6000 Poplar Ave., Suite 150 | ||
Memphis, TN 38119 | ||
(901) 251-1330 | ||
wunderlichsecurities.com | ||
Gary Wunderlich, chief executive | ||
46 | Mesirow Financial Holdings LLC | 61 |
350 N. Clark St. | ||
Chicago, IL 60610 | ||
(312) 595-6000 | ||
mesirowfinancial.com | ||
James C. Tyree, chairman, chief executive and director | ||
47 | InterSecurities Inc. | 50 |
570 Carillon Parkway | ||
St. Petersburg, FL 33716 | ||
(800) 322-7161 | ||
intersecurities.com | ||
Tom Moriarty, chief executive | ||
48 | Jefferies Group Inc. | 47 |
520 Madison Ave. | ||
New York, NY 10022 | ||
(212) 284-2300 | ||
jefferies.com | ||
Richard Handler, chief executive | ||
48 | Wayne Hummer | 47 |
Investments LLC | ||
300 S. Wacker Drive | ||
Chicago, IL 60606 | ||
(312) 431-1700 | ||
whummer.com | ||
Tom Zidar, chairman and chief executive | ||
50 | City Securities Corp. | 45 |
30 S. Meridian St., Suite 600 | ||
Indianapolis, IN 46204 | ||
(317) 634-4400 | ||
citysecurities.com | ||
Michael E. Bosway, chairman and chief executive | ||
50 | Stone & Youngberg LLC | 45 |
One Ferry Building | ||
San Francisco, CA 94111 | ||
(415) 445-2300 | ||
syllc.com | ||
Ken Williams, president and chief executive | ||
For North American firms only. Rep totals, provided by the firms, are the most recent available. Several firms declined to provide a breakdown showing the number of retail reps. | Source: Source: Securities Industry and Financial Markets Association |
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