Happenings on the Hill
The Regulatory Alert
October 12, 2008 6:01 am ET
|
||||||||
Regulation and compliance are two of the most important subjects affecting financial advisers, broker-dealers and the firms that provide products and services to the entire financial community.
The Sarbanes-Oxley Act, the USA Patriot Act and anti-money-laundering bills have imposed stricter disclosure requirements on financial services companies, heightening the attention being given to the compliance issues.
The InvestmentNews Regulatory Alert will keep financial advisers up-to-date on the progress of important legislative issues and explain the impact they will have on their clients and their business in general.
Targeted Circulation
Delivered via e-mail, the first Tuesday of every month to more than 56,000 financial advisers.* The Regulatory Alert has a 31% open rate.*
Advertising Opportunities
• One leaderboard: 728 x 90
• One m-rec: 300 x 250
Pricing
Leaderboard and M-rec
| ||||||||
Advertisement
Advertisement
Most Popular
Upcoming Events
Friday, February 10, 2012
Next Gen: Finding the Right Job in a Financial Advisory Firm
Tuesday, February 14, 2012
Evolving Emerging Market Strategies
Tuesday, February 28, 2012
Owner Compensation & Equity Trends
Monday, April 30, 2012 - May 1, 2012
2012 Retirement Income Summit
Insights. Strategies. Solutions.
Newsletter Sign-up
Market INtelligence
A weekly investment strategies report filled with valuable market analysis, video commentary and news for advisers.
Follow InvestmentNews
The pulse of the financial advisory industry.
Copyright © 2012 Crain Communications Inc. Use of editorial content without permission is stictly prohibited. Privacy Policy and Terms & Conditions are applicable to you. All rights reserved.
More Popular »