Happenings on the Hill
The Regulatory Alert
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| Regulation and compliance are two of the most important subjects affecting financial advisers, broker-dealers and the firms that provide products and services to the entire financial community. The Sarbanes-Oxley Act, the USA Patriot Act and anti-money-laundering bills have imposed stricter disclosure requirements on financial services companies, heightening the attention being given to the compliance issues. The InvestmentNews Regulatory Alert will keep financial advisers up-to-date on the progress of important legislative issues and explain the impact they will have on their clients and their business in general. Targeted Circulation Delivered via e-mail, the first Tuesday of every month to more than 56,000 financial advisers.* The Regulatory Alert has a 31% open rate.* Advertising Opportunities • One leaderboard: 728 x 90 • One m-rec: 300 x 250 Pricing Leaderboard and M-rec
Valid from 01/2009 - 12/31/2009 *Source: CheetahMail. Figure as of May 31, 2009. | ||||||||