InvestmentNews directory of independent broker-dealers

For registered representatives considering a move to self-employment or for independent advisers considering a change, selecting a broker-dealer is a major consideration. Having all the facts can result in a better decision.

The independent broker-dealer profiles can help in decision making. Listed in alphabetical order are 97 broker-dealers based on data from a survey conducted by InvestmentNews and other sources. Some firms declined to submit all the data requested.

To access the data, click here or go to investmentnews.com/bdprofiles.