|Firm||# of retail offices||Producing reps||% chg vs. 2010||Client assets ($M)||% chg vs. 2010||Total client accounts1||% chg vs. 2010|
|Ameriprise Financial Inc.||149||1,999||-2.4%||$49,397.5||4.1%||365,418||-3.1%|
|Janney Montgomery Scott||96||721||6.1%||$48,400.0||-3.6%||302,600||-4.3%|
|Merrill Lynch & Co. Inc.||704||16,722||8.0%||$1,452,000.0||-1.0%||3,344,6622||6.9%|
|Morgan Stanley Smith Barney||772||17,291||-4.6%||$1,560,000.0||-2.5%||N/A||N/A|
|Raymond James & Associates||221||1,096||1.3%||$85,100.0||4.4%||498,000||5.1%|
|RBC Wealth Management||200||2,000||-4.8%||$168,000.0||-2.9%||349,000||-6.2%|
|Southwest Securities Inc.||19||164||-17.6%||$8,266.5||-10.5%||43,287||-3.3%|
|Wells Fargo Advisors||4,300||15,188||N/A||$1,100,000.0||3.1%||25,630,465||3.6%|
|As of Sept. 30. N/A = not available, N/D = not disclosed. All information was supplied by the firms. Davenport & Co., Morgan Keegan, Scott and Stringfellow, Strene Agee, Wedbush Securities and UBS Wealth Management Americas did not participate in the survey. 1Includes active and inactive accounts. 2Active accounts only. Source: 3Q 2011 financial statements, InvestmentNews|
The largest national and regional brokerages
Dec 25, 2011 @ 12:01 am
Managing editor Christina Nelson and senior reporter Mark Schoeff Jr. discuss regulations of consequence to financial advisers in 2018, and their likely timing.
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