In his latest market commentary, LPL's chief market strategist Jeffrey Kleintop examines how the election will impact Republican-favored industries versus Democrat-favored industries. Below is a chart showing this division.
The CEO of United Capital explains why advisers should have a strong presence on smartphones, make the most of video capabilities and go "bionic" to free themselves from time-consuming chores.
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Also ask firms to pay for the administration of the protocol to 'ensure its longevity and relevance.'
Several Republican senators expressed reservations about the bill, and the GOP cannot afford too many defections.
Tax reform legislation expected to have more of a challenge in upper chamber.
The agency pursued 82 cases against advisers and firms in fiscal year 2017, down from 98 the previous year.
Public Investors Arbitration Bar Association report slams self-regulator over its picks for board of governors.