Southeast

Fee-only RIAs ranked by total AUM

Dec 2, 2012 @ 12:01 am (Updated 6:44 pm) EST

RankFirmTotal assets ($M)Total accountsDiscretionary assets ($M)Discretionary accountsNondiscretionary assets ($M)Nondiscretionary accountsEmployees
1Ronald Blue & Co. LLC$6,440.215,721$6,339.115,426$101.1295281
2Signature$2,504.4846$2,504.4846$0.0030
3Homrich Berg$2,266.83,523$1,813.33,348$453.617553
4Arlington Partners LLC$2,107.7666$1,179.2566$928.510017
5Foundation Resource Management Inc.$1,938.6398$1,938.6398$0.0010
6Wilbanks Smith & Thomas Asset Management LLC$1,775.32,797$1,736.42,780$38.91725
7FinAccess Advisors LLC$1,631.1111$0.00$1,631.11116
8Southeast Asset Advisors Inc.$1,470.6765$579.7593$891.01729
9Balentine LLC$1,406.8969$853.1953$553.71624
10Palladium Registered Investment Advisors$1,301.91,375$1,272.21,362$29.71320
11Intrepid Capital Management Inc.$1,231.6143$1,228.4133$3.11015
12Parsec Financial Management Inc.$1,164.04,063$1,049.03,812$115.025116
13Caprin Asset Management LLC$1,139.4691$1,139.4691$0.0014
14Green Square Capital LLC$1,114.9864$1,006.4741$108.512314
15Banyan Partners LLC$1,109.83,150$942.03,043$167.810731

InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of Nov. 1. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after Jan. 1, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered), nor one who is an insurance company or agency, (13) the state in which financial advisory business is conducted is one of the following: AL, AR, FL, GA, LA, MS, NC, SC, TN or VA.

Source: InvestmentNews Data