Midwest

Fee-only RIAs ranked by total AUM

Dec 2, 2012 @ 12:01 am (Updated 6:42 pm) EST

RankFirmTotal assets ($M)Total accountsDiscretionary assets ($M)Discretionary accountsNondiscretionary assets ($M)Nondiscretionary accountsEmployees
1The Mutual Fund Store$26,141.336,872$23,150.424,056$2,990.812,8164,726
2Oxford Financial Group Ltd.$10,007.45,800$473.0722$9,534.45,078120
3Johnson Investment Counsel Inc.$6,766.27,565$6,766.27,565$0.0098
4Bahl & Gaynor Inc.$4,552.71,565$4,329.11,526$223.63917
5Reinhart Partners Inc.$3,814.24,213$3,789.44,186$24.82736
6Fiduciary Counselling Inc.$3,723.81,149$1,713.1900$2,010.724972
7Bartlett & Co. LLC$2,875.42,528$2,824.92,492$50.43645
8Altair Advisers LLC$2,833.8382$404.3140$2,429.624232
9Gofen & Glossberg LLC$2,773.92,675$2,608.92,559$165.011627
10Savant Capital Management$2,650.52,754$2,600.82,752$49.7286
11Riverbridge Partners$2,558.42,742$2,558.42,742$0.0023
12RMB Capital Management$2,452.87,001$1,957.16,861$495.714069
13Tolleson Private Wealth Management$2,411.12,220$1,834.61,283$576.593740
14Financial Management Partners$2,104.6163$0.00$2,104.616321
15Balasa Dinverno Foltz LLC$2,009.13,399$1,896.93,350$112.24923

InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of Nov. 1. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after Jan. 1, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered), nor one who is an insurance company or agency, (13) the state in which financial advisory business is conducted is one of the following: IA, IL, IN, KS, KY, MI, MN, MO, ND, NE, OH, OK, SD, TX, WI or WV.

Source: InvestmentNews Data