The Reformed Broker, Josh Brown, distills the best of the web each day – and offers some sage advice on social media along the way.
The Takeaway: Christmas Eve Day edition
It's quiet out there...too quiet.
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Over an eight-year period, the B-Ds failed to properly supervise sales charge waivers to clients in retirement plans and charitable organizations.
Meanwhile, few brokerages and their trade associations, which blasted the DOL's fiduciary rule in comment letters, are responding to the CFP Board's proposal.
An estimated $6.7 billion has flowed into emerging-market stock funds and ETFs so far this year, according to Morningstar.
Lawyer says it was 'slimy' of Finra to publicize the case while it was still being litigated.
The DoubleLine CEO's attacks on Wall Street Journal reporters is igniting a discussion on what's fair game on social media.