US investment firms have seen 9% rise in financial impact of fraud
LexisNexis report highlights increased risk as digital channels expand.
IRS wants to streamline tax disputes with new focus on alternative programs
Alternative Dispute Resolution Program Management Office formed.
ESG mandated US funds posted $9B outflows in Q1
First three months of 2024 was challenging for sustainable funds.
International exporters to US set to win amid dollar gains
While other international stocks are pressured, exporters should win.
Two words that turned $8.99 into a cool million dollars
A think tank intern's crypto bet was a most unusual 'investment'.
Wealth firms must prepare for demise of non-competes, despite legal challenges to FTC rule
A growing sentiment against restricting employee moves could affect non-solicitation, too.
Tech firm Vanilla sweetens its estate planning platform
The platform's document builder module now allows clients to connect directly with legal eagles and obtain vital powers of attorney.
Concurrent invests in tomorrow with leadership hires
The hybrid RIA appoints industry vets to its bench as it emphasizes commitment to next-growth, next-gen talent, and succession.
New DOL rule no big deal, says Stifel’s Kruszewski
"It appears to be less restrictive than what was proposed," said Stifel CEO Kruszewski,
Derivative income funds taking off as indexes won’t back off
Derivative income funds totaled more than $84.6 billion in assets in March, up from $53.6 billion the prior year and $5.1 billion a decade ago.
Concord ups the ante on Hipgnosis takeover battle
The music rights investor increased its bid to own the London-listed company’s enviable library of songs from iconic acts.
Future Proof unveils plans for Miami event
The Future Proof Citywide Event next year will assemble over 2,500 stakeholders across the wealth, alternatives, and fintech spaces.
Tifin taps another LPL leadership alum to its C-suite
The leading AI and wealth technology provider has announced Jeannette Kuda as its new chief operating officer.
BlackRock unveils its answer to the looming retirement crisis
The world’s largest asset manager has unveiled a new paycheck-for-life solution to support financial security among DC plan participants.
Trump Media doubles down on illegal short-selling claims
Parent company of Truth Social has flagged concerns that so-called "naked" short sales are happening.
FTC faces legal backlash following noncompete rule
The regulator’s motion to restrict noncompete agreements has drawn an immediate reaction from business groups and financial industry stakeholders.
Want to go RIA? Here’s where to start
Prospective RIAs see the potential for more profit and flexible but there are some fundamentals you need to figure out first.
Millennials, Gen Z starting earlier on ‘serious’ financial planning
Compared to boomers, younger generations are getting quicker starts to equipped themselves for their financial journeys.
Carson Group welcomes new CFO to executive leadership team
Carson Group has hired Daniel Applegarth from Orion Advisor Solutions…
