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- SEC charges pair of brokers, investment advisory firm, others with $80M variable annuity scam
- Ranking the top 10 529 plans
- Buffett's top 10 stock holdings
- Finra fines two IBDs owned by Ladenburg Thalmann a total of $1.275M
- Schlichter in new 401(k) lawsuit, this one against health care provider Novant Health
Ranked by reps producing $100K-$499K