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How did we pick this year's 40 under 40 winners?
Special projects editor Liz Skinner and editor Fred Gabriel say efforts to improve the financial advice industry and the promise of future success factored heavily in candidate selection.
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Meet our new 40 Under 40s
For a fifth year, InvestmentNews is proud to shine a spotlight on the amazing accomplishments and potential of top young financial professionals.
Merrill re-evaluates commission ban in retirement accounts
The wirehouse's wealth management group announces a fresh look at the ban now that the DOL rule is on the brink of death.
10 biggest retirement mistakes
Adhere to enrollment deadlines and distribution rules or pay a hefty penalty.
DOL fiduciary rule on brink of death as key deadline passes
Justice Department didn't petition the Supreme Court to rehear the case. A mandate from the 5th Circuit would finally lay the fiduciary rule to rest.
Finra to overhaul broker information system, cut compliance costs for broker-dealers
The move is intended to cut compliance costs for firms as well as make the registration and disclosure process more efficient.
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