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Latest research and trends from around the financial advisory business, updated regularly highlighting stats, charts, infographics and all things data.

Infographic: Meyers Associates' Finra BrokerCheck records

Broker-dealer far outpaces industry averages for black marks

Mar 31, 2014 @ 3:04 pm

By Matt Sirinides

Last Friday, senior columnist Bruce Kelly reported on Meyers Associates, a firm that stands out for all the wrong reasons. InvestmentNews reviewed Finra records of 75 Meyers Associates brokers, and found that the percentage of registered representatives with a disclosure event is an astounding five times the industry average. Below is a selection of figures from their BrokerCheck reports.


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