Last Friday, senior columnist Bruce Kelly reported on Meyers Associates, a firm that stands out for all the wrong reasons. InvestmentNews reviewed Finra records of 75 Meyers Associates brokers, and found that the percentage of registered representatives with a disclosure event is an astounding five times the industry average. Below is a selection of figures from their BrokerCheck reports.
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Infographic: Meyers Associates' Finra BrokerCheck records
Broker-dealer far outpaces industry averages for black marks
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Reporter Greg Iacurci and managing editor Christina Nelson discuss the biggest uncertainties springing from the Fifth Circuit Court of Appeals' decision to vacate the regulation.
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The five-member team will be based in Miami, Houston and New York.
With fewer taxpayers affected by the federal estate tax, the demand for estate planning is diminished.
Though planners encourage calm, some are preparing investors for a correction.
The veteran brokerage executive, who bought Advisor Group in 2016, owned Cetera once before.
Much hinges on whether the Labor Department appeals the 5th Circuit decision by April 30.