InvestmentNews' latest special report on independent broker-dealers breaks down which firms fared best financially in 2013. Here, senior columnist Bruce Kelly talks with series/features editor Christina Nelson about whether these firms can continue their double-digit growth in 2014 and if Nicholas Schorsh's RCS Capital Corp. will really catch up to LPL Financial.
What's in store for independent broker-dealers in 2014
InvestmentNews senior columnist Bruce Kelly discusses whether these firms can continue their 2013 run
Apr 28, 2014 @ 11:43 am
Recommended for you
Latest news & opinion
While advisers face the difficult task of analyzing the law's impact, they will also have a significant opportunity to prove their value by implementing money-saving strategies for clients as well as their own businesses.
The provision is tricky, but could provide advisers and business-owner clients with sizable tax savings.
Measures would obligate financial advisers to tell clients they do not have to act in their best interests.
Texting has been a popular mode of communication for years, but in the past the firm's regulations have prevented advisers from using it.
10-year Treasury rate's move above 2.5% confirms outlook for fixed income, legendary bond manager says.