What's in store for independent broker-dealers in 2014

InvestmentNews senior columnist Bruce Kelly discusses whether these firms can continue their 2013 run

Apr 28, 2014 @ 11:43 am

+ Zoom

InvestmentNews' latest special report on independent broker-dealers breaks down which firms fared best financially in 2013. Here, senior columnist Bruce Kelly talks with series/features editor Christina Nelson about whether these firms can continue their double-digit growth in 2014 and if Nicholas Schorsh's RCS Capital Corp. will really catch up to LPL Financial.

InvestmentNews' latest special report on independent broker-dealers breaks down which firms fared best financially in 2013. Here, senior columnist Bruce Kelly talks with series/features editor Christina Nelson about whether these firms can continue their double-digit growth in 2014 and if Nicholas Schorsh's RCS Capital Corp. will really catch up to LPL Financial.

0
Comments

What do you think?

View comments

Recommended for you

Sponsored financial news

Featured video

Events

What does the adviser of the future need in their toolbox?

Advisers continue to embrace all of the new offerings and products the fintech space has to offer. But what else can help them improve their business?

Video Spotlight

Are Your Clients Prepared For Market Downturns?

Sponsored by Prudential

Video Spotlight

Path to growth

Video Spotlight

Path to growth

Latest news & opinion

With margins crashing, broker-dealers look to merge: report

Increased regulation is straining profit margins among broker-dealers, sending many of them into the arms of their bigger brethren.

Hackers may have profited from SEC breach

The hack of the agency's Edgar filing system occurred in 2016, but the regulator didn't conclude until last month that the cybercriminals may have used their bounty to make illicit trades.

Top 10 financial firms ranked by investor satisfaction

Find out which firm took the top slot for overall investor satisfaction for the second year in a row.

What not to say to clients when the markets drop

Here's what advisers should steer clear of saying the next time stocks turn downward.

SEC bars former rep for alleged share price manipulation

George Thoreson tried to keep penny stock's price high to enable Nasdaq listing.

X

Subscribe and Save 60%

Premium Access
Print + Digital

Learn more
Subscribe to Print