The InvestmentNews Independent Broker-Dealer Technology Survey was conducted in August. 42 IBDs participated. Below is a snapshot of the technological spending and usage in the IBD channel. Visit InvestmentNews.com/bddata for complete profiles and financials of individual firms.
Social media and engagement editor Scott Kleinberg and reporter Greg Iacurci discuss a common theme in this week's popular insurance stories.
Latest news & opinion
The CEO of United Capital built a formula for holistic financial planning that any firm can tap into — for a price.
Recruiting video warns about potential consequences for advisers when a PE firm buys a broker-dealer.
The SEC charged Frost with fraud earlier this month.
Auto-filling documents designed to make onboarding more efficient for RIAs and more convenient for clients.
Bank is struggling to cut spending amid regulatory fines and higher legal costs stemming from scandals.