Advisers on the Move

Morgan Stanley loses $390 million team to Baltimore-area hybrid

Two-adviser, four-person group joins Harbor Investment Advisory

Aug 7, 2017 @ 3:13 pm

By InvestmentNews

A two-adviser team managing $390 million in assets at Morgan Stanley has joined Harbor Investment Advisory, a hybrid firm based in Lutherville, Md.

The team, which consists of advisers Paul M. Fox and Jennifer L. Winslow, and associates Patrick Boykin and Janet C. Marquardt, will operate as the Artisan Wealth Advisory Group.

(More: Morgan Stanley says recruiting and attrition have slowed down)

Mr. Fox was with Morgan Stanley and predecessor firm Smith Barney for 23 years. Ms. Winslow was there for nine years, and earlier served as a commercial banker at Citigroup.

Mr. Boykin was a service associate at Morgan Stanley and Smith Barney for eight years.

Ms. Marquardt had been an associated with Raymond James for nine years before joining the Artisan team, and earlier spent 14 years with Smith Barney.

(More: See all the latest moves in the Advisers on the Move database)


What do you think?

View comments

Recommended for you

Featured video


WisdomTree's Maute: Developing elegant tech-enabled solutions

Advisers need unique technology-enabled solutions in order to have more time to expand their practice, according to WisdomTree's Alisa Maute. What can be done today to create a more thriving business of tomorrow.

Latest news & opinion

Raymond James executives call on industry to keep broker protocol

Also ask firms to pay for the administration of the protocol to 'ensure its longevity and relevance.'

Senate committee approves tax plan but full passage not assured

Several Republican senators expressed reservations about the bill, and the GOP cannot afford too many defections.

House passes tax bill, focus turns to Senate

Tax reform legislation expected to have more of a challenge in upper chamber.

SEC enforcement of advisers drops in Trump era

The agency pursued 82 cases against advisers and firms in fiscal year 2017, down from 98 the previous year.

PIABA accuses Finra of conflicts of interest

Public Investors Arbitration Bar Association report slams self-regulator over its picks for board of governors.


Subscribe and Save 60%

Premium Access
Print + Digital

Learn more
Subscribe to Print