Fired Wells Fargo broker barred by Finra

Kerbye Arthur resigned from firm after allegations about "inaccurate" mortgage statements

Aug 11, 2017 @ 1:00 pm

By InvestmentNews

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(Gajus)

A former Wells Fargo adviser, who resigned from the firm in 2015 after allegations that she had made inaccurate statements on a "mortgage gift letter" she signed in connection with another broker's mortgage application, has been barred by Finra.

The bar is a result of Ms. Arthur's failure to provide documents and information in response to two requests for such material from the Financial Industry Regulatory Authority.

Ms. Arthur is no longer employed by a Finra member firm.

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