Where states stand with their retirement plans
Since 2012, 40 states have acted to implement, study or consider legislation to establish state-facilitated retirement savings programs
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Managing editor Christina Nelson and senior reporter Mark Schoeff Jr. discuss regulations of consequence to financial advisers in 2018, and their likely timing.
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Don't expect a simple rollback of rules under the Trump administration in 2018 — instead, regulators are on pace to bolster financial adviser oversight.
Inflation worries, international rates pushing Treasuries yields higher.
A growing number of states are looking to pass rules preventing exploitation of seniors.
The firm said it lost 47 brokers in the fourth quarter, the most in any quarter of 2017.
Improvement reflect firm's shift of more clients into fee-based accounts priced on asset levels, which boosts results as markets rise.