Bankrupt GWG bonds not right for anyone: Finra arbitrator
By 2020, 'GWG had shown years of losses and large negative cash flows,' a securities arbitrator writes.
As EV adoption races higher, is it time to charge into electricity investments?
The three hottest investment areas over the past few years – crypto, AI and EVs – all require a ton of electricity.
Raymond James welcomes ex-Morgan Stanley advisor
The California-based advisor caters to clients in the tech and biotechnology spaces.
LPL signs $200M duo from Wells Fargo
Based in Texas, the two are starting their own practice, with one advisor’s father joining the team.
The best RIA account management software tools
With the many account management software tools on the market, which should you choose for your RIA? Here’s an article that can help
The best RIA CRM platforms to choose from
A CRM tool is essential to an RIA firm’s business activities. With so many options on the market, how do you choose the best one for your RIA?
Steward adds $488M with twin acquisitions
The hybrid’s new deals expand its presence in the Virginia and Ohio markets.
Risk analytics software: should your RIA firm have one?
Since the advent of Big Data, more RIA firms are turning to risk analytics software. Should this be part of your RIA tech stack? Read on to find out
What gets Finra’s head of enforcement out of bed in the morning?
The regulator's Bill St. Louis has been sharing his priorities.
HSA enrollees use health care services differently than those with PPOs, research shows
EBRI research also looks at spending for the two types of plan.
Sotheby’s claims a first with $700M securitization backed by art-secured loans
Art financing unit announces groundbreaking milestone.
Correction for Nvidia, chip stocks index
The darlings of the market in recent years are facing challenges.
Chili Peppers, Neil Young fund sells $2B catalog for a song
Concord to buy struggling Hipgnosis fund for around $1.4B.
What Americans don’t know about finance is costing them dearly
Poll of 2,000 US adults finds financial knowledge gaps lead to thousands of dollars in losses, especially for Gen Z and millennials.
Senators push back against SEC climate rule
More than 30 senators are supporting a measure that would overturn the regulator’s climate disclosure rule.
ESG investment battles recede as geopolitics take center stage
The number of client phone calls regarding environmental, social and governance investing has steadily diminished, some advisors say.
SEC dings Minnesota investment manager over pay-to-play conflict
'Is four grand really going to influence a politician’s thinking?' one consultant asks.
Spontaneous DAF contributions ignite more giving
Vanguard Charitable research spanning tens of thousands of donor-advised fund accounts reveals the catalytic impact of gifts.
Trump Media: A great stock to avoid altogether, advisors say
Stock is a 'great way to destroy wealth' but that may not stop some of the former president's supporters.