| Parent Company | Pershing LLC |
| Number of RIA Custody Clients | 640 |
| Total RIA Assets Under Custody | $92,000 ($M) |
| Minimum RIA Asset Requirement | $100,000,000 |
| Key Contact |
Mark Tibergien, CEO (800) 445-4467 |
| Above Data as of | March 31, 2011 |
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