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The 2017 Financial Advisor’s Guide to Social Media

August 01, 2017

2017-08-01

By Smarsh

The SEC and FINRA recognize social media’s growing role in firms’ marketing and communications strategies, and have provided guidance on extending compliance programs to this dynamic channel.

This guide contains practical steps that will help you develop a social media strategy and policy that meets regulatory requirements for record keeping and supervision while gaining business value.

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