White Papers

white paper

« Back to White Papers

The Financial Firmís Guide to Compliant Text Messaging

September 13, 2017


By Smarsh

The popularity of text messaging is growing every year, and many firms and their clients now expect to use it as a tool to conduct business. Prohibiting the use of text messages is not only unsustainable for an increasingly mobile workplace, it limits how and where advisors communicate with clients.

Prohibition also does not protect your firm from riskóit simply pushes conversations where you canít see and manage them. In this guide youíll learn how to use text messaging to communicate while minimizing your firmís compliance, legal, and reputational risk.

download image

Share your research with the investment community and stand out as a thought-leader.
For more information on posting your research on our website, contact Mark Bruno at (212) 210-0116 or mbruno@investmentnews.com.

You may contact us to opt-out of the sharing of your personal information with third parties for marketing purposes at any time by sending an e-mail stating this preference and including your full name and e-mail address to in_help@crain.com or, if you are a print subscriber, please call 1-888-288-6954.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.