What You Need to Know About Going Independent

AGENDA

7:30am-8:00am	BREAKFAST: Network with other advisers who have gone independent, advisers looking to find more information about going independent, and industry experts. All while waking up with some coffee and breakfast.
8:00am-9:00am	Adviser Experience: The Good, The Bad and The Truth About Going Independent This hour long session will provide advisers, who have gone independent, the ability to share their experiences. They will each provide a short introduction, reveal the reasons why they decided to go independent, and disclose whether or not they felt it was the right decision. They will also share any hiccups that may have occurred along the way.
9:00am-9:30am	Adviser Experience: Questions from the Audience Attendees will have the floor to ask advisers on the panel detailed questions about their move to independence.
9:30am-10:30am	The Economics: Does it make financial sense for you? In this session, you will hear from Philip Palaveev talk about what the capital requirements are to go independent. He/she will also address the facts you want to know: how long will it take for you to turn a profit? Will you increase your salary by going independent? What type of adviser benefits the most from going independent? Speaker: Philip Palaveev Partner Moss Adams
10:30am-11:30am	Networking Break: Enjoy coffee, soda, and snacks while networking.
11:30am-12:30pm	Choosing the Right Custodian: Representatives from Sponsoring Firms This session will provide each custodian with the ability to discuss certain aspects of their adviser platform. Q&A format— with a moderator— addressing how each custodian is prepared to assist the adviser in transitioning from an employee or representative of a broker/dealer firm to becoming an independent RIA.
12:30pm-2 pm	LUNCH: A seated lunch will be provided, giving you ample time to network with other advisers and custodian representatives. Also use this time to follow up in your office: check messages, respond to e-mails, etc.
2:00pm-3:00pm	Adviser Experience: Choosing the Right Custodian Advisers in this session will explain what they liked about the custodian they chose to work with and reasons why.
3:00pm-4:00pm	Compliance and Legal Matters Find out from industry experts exactly what the compliance and legal issues are when going independent. This session will provide critical information about making the transition without getting yourself into trouble. Speaker Tom Giachetti Partner Stark & Stark
4:00 pm	Meeting Adjourns

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