Custody
February 21, 2012
Pensco pulls off 'game changer' of an acquisition
Purchasing IRA business of Lincoln Trust; larger custodians dumping nontraditional investments
February 12, 2012
Nally promises to continue RIA advocacy efforts at TD
It was a baton pass that saddened many financial advisers and irked others because of its timing. TD Ameritrade said last week that Tom Bradley, the much admired head of its institutional business, would be leaving that position to take the reins of the company's retail-brokerage...
February 5, 2012
Romney's IRA holdings pique interest
Custodians that specialize in the handling of illiquid securities hope to see more asset flows from the publicity over Mitt Romney's huge IRA. Mr. Romney, the Republican presidential candidate and co-founder of Bain Capital LLC, reportedly holds investments run by Bain worth...
January 18, 2012
Another big custodian cutting its payroll
Northern Trust latest to downsize; total layoffs among top three custody banks could top 4,450
January 17, 2012
TD Ameritrade rakes in $10.2B in net new assets in the fourth quarter
TD Ameritrade Institutional is helping its parent company bring in higher levels of net new assets.
December 12, 2011
BNY Mellon sued for negligence over Madoff
Bank of New York Mellon Corp. was sued on behalf of three funds for negligence in connection with the Ponzi scheme run by convicted fraudster Bernard L. Madoff.
November 27, 2011
Schwab in front as custodians set plans to finance adviser succession
The Charles Schwab Corp.'s plans to offer financing for financial adviser succession plans is putting pressure on other custodians to do the same, observers say
November 21, 2011
Ex-Schwab pro launches M&A, succession advice business
The former managing director of strategic business development at Schwab Advisor Services, has launched his own consulting practice.
November 3, 2011
Valuations plumping up as RIA deals approach record
National consolidators, PE firms leading the charge; fourth quarter deals already hopping
October 27, 2011
TD reports record breakaway numbers
TD Ameritrade Institutional has attracted a record number of breakaway brokers to its custody platform during the fiscal year ended in September
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