Table of Contents

Issue Date: February 11, 2016


Wells Fargo sees U.S. election year hurting equities

By Christine Idzelis

Investors should brace for a tough year in U.S. equities as a presidential race dominated by political outsiders will only compound market anxiety over slumping oil and a slowing global economy, according to Wells Fargo & Co.

Pershing names Hardwick COO as Dolly steps into CEO role

By Christine Idzelis

Lori Hardwick is joining from Envestnet and will start at the end of the month.

Edward Jones' success may lead to trouble

By Bruce Kelly

With regulators cracking heads over sales of proprietary products, could the overwhelming success of Edward Jones' Bridge Builder program be a problem?


Advisers, new pensions have holes to fill

Clients need to be sold on the idea of saving for retirement, and needing advice on retirement investments

SEC takes steps to avoid Madoff sequel

The regulator must find a way to increase the productivity of its examiners

Other Voices

Practice Management

News for Financial Advisers

The Tax-Conscious Adviser