Table of Contents

Issue Date: April 30, 2016


Still plenty of headaches for independent broker-dealers in the DOL fiduciary rule

By Liz Skinner

New business models, heavy compliance costs and figuring out 'reasonable' fees are among the items giving IBDs fits.


Bright side of the new DOL fiduciary rule: Tech and efficiency

The rule is likely to unleash a wave of software upgrades and business relationships that will result in greater efficiencies for advisory firms.

Clients still need Social Security advice

File and suspend's elimination doesn't mean advisers should put Social Security planning on the shelf.

IRA Alert

Investment Strategies

News for Financial Advisers