Table of Contents

Issue Date: March 30, 2015


Next gen advisers finding their niche in the industry

By Liz Skinner

Each of the six next-generation advisers InvestmentNews has followed over the past year — their first in the financial advice business — is finding his or her own focus in this changing industry.


Setting rules for outside exams

SEC chairwoman Mary Jo White has endorsed the idea of using third-party examiners to increase the frequency of compliance exams for registered investment advisers. It is a good solution for a widely acknowledged problem, but any plan to allow

The war of words among robos

It's time to call a truce in the war of words among robo-rivals and get back to business.

IRA Alert

Investment Strategies

News for Financial Advisers