Table of Contents

Issue Date: September 15, 2014


Cybersecurity a major priority in independent broker-dealers' 2015 tech budgets

By Joyce Hanson

Preventing hack attacks is a big concern for independent broker-dealers heading into next year based on their planned technology spending.

Advice industry adapts to changing concept of retirement

By Mary Beth Franklin

As people live longer, the distribution phase becomes more critical


Advisers should be supporting transparency

The SEC's potential rules to increase disclosure of mutual fund holdings should be applauded.

Advisers need to go back to school

Devoting the time and energy to helping clients with college selection makes advisers more valuable, strengthens client relationships

IRA Alert

Investment Strategies

News for Financial Advisers