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- TIAA-CREF in $6.25B deal to buy Nuveen Investments
- To Roth (IRA) or not to Roth, that is the question
- LPL Financial names William Morrissey to replace Derek Bruton
- Finra sends expungement rule to SEC; plaintiff's lawyer says won't have an impact
- Finra gets arbitration process back on track in Puerto Rico
February 11, 2014