Find a Broker-dealer

All 2013-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

State
Clearing firm
Your Production ($)
Avg. rep payout
No. of reps
Has RIA platform
Sells alternatives
Compare Firm + All Details Avg. payout Reps Min. Production

Advisor Group

+ Details

Allstate Financial Services LLC

A subsidiary of Allstate Insurance Co.

Revenue $87,966,885

Excess net capital $18,550,323

+ Details

7,569

American Portfolios Financial Services Inc.

A subsidiary of American Portfolios Holdings Inc.

Clearing firm Pershing LLC

Revenue $157,955,982

Excess net capital $3,356,589

Cost of E&O insurance $3,075/$1 million $3,375/$2 million

Affiliation fees $1,800

+ Details

$163,542833$100,000

Ameriprise Financial Services Inc.

A subsidiary of Ameriprise Financial

Clearing firm Other

Revenue $3,241,113,140

Cost of E&O insurance ND

Affiliation fees ND

+ Details

$431,5157,5260.00

Ameritas Investment Corp.

A subsidiary of Ameritas Life Insurance Co.

Clearing firm National Financial Services LLC

Revenue $143,000,000

Excess net capital $7,368,020

Cost of E&O insurance $2,270

Affiliation fees $600 - $3,600

+ Details

$90,5991,265$10,000

Ausdal Financial Partners

Clearing firm Pershing LLC

Cost of E&O insurance $2,000

Affiliation fees $1,000

+ Details

227$50,000

Axa Advisors

A subsidiary of Axa Financial Inc.

Clearing firm Other

Revenue $676,900,000

Excess net capital $15,800,246

Cost of E&O insurance $2,028

Affiliation fees N/A

+ Details

$98,6525,0780.00

BCG Securities, Inc.

A subsidiary of Benefit Consultants Group Inc.

Clearing firm Pershing LLC

Cost of E&O insurance $2,250

Affiliation fees 500

+ Details

87$100,000

Bernardi Securities Inc.

Clearing firm Pershing LLC

Cost of E&O insurance NA

Affiliation fees NA

+ Details

250.00

Berthel Fisher & Co. Financial Services Inc.

A subsidiary of Berthel Fisher & Co.

Clearing firm National Financial Services LLC

Revenue $64,179,387

Excess net capital $1,926,638

Cost of E&O insurance $2,656

Affiliation fees None

+ Details

$148,000339$50,000
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