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All 2012-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted. 2013 recruitment and staffing data will publish on April 28.

State Avg. rep payout Has RIA platform
Clearing firm No. of reps Sells alternatives
Your Production ($)
Compare Firm[ + ] Details Avg. payout Reps Min. Production

Spire Investment Partners LLC

[ + ] Details

Clearing firm: National Financial Services LLC
Pershing LLC
Other

Revenue: $23,017,005

Excess net capital: 0.00

Cost of E&O insurance: $2,880

Affiliation fees: $0

$452,88475$300,000

Ameriprise Financial Services Inc.

A subsidiary of Ameriprise Financial

[ + ] Details

Clearing firm: Other

Revenue: $3,241,113,140

Cost of E&O insurance: ND

Affiliation fees: ND

$431,5157,5260.00

Commonwealth Financial Network

[ + ] Details

Clearing firm: National Financial Services LLC
Pershing LLC

Revenue: $822,114,509

Excess net capital: $13,318,209

Cost of E&O insurance: 2150

Affiliation fees: 0

$424,3111,846$200,000

Geneos Wealth Management Inc.

[ + ] Details

Clearing firm: National Financial Services LLC
Pershing LLC

Revenue: $104,552,628

Excess net capital: $400,000

Cost of E&O insurance: $3200

Affiliation fees: 0

$402,125280$200,000

Financial Telesis Inc.

[ + ] Details

Clearing firm: Pershing LLC

Revenue: $86,000,000

Excess net capital: $1,100,000

Cost of E&O insurance: $1,000

Affiliation fees: 0

$375,0004600.00

CUNA Brokerage Services Inc.

A subsidiary of CUNA Mutual Group

[ + ] Details

Clearing firm: Pershing LLC

Revenue: $143,000,000

Excess net capital: $10,591,000

Cost of E&O insurance: 1500

Affiliation fees: 0

$370,0004980.00

VSR Financial Services Inc.

[ + ] Details

Clearing firm: First Clearing LLC
Pershing LLC

Revenue: $107,297,059

Excess net capital: $1,814,596

Cost of E&O insurance: $4,500.00

Affiliation fees: $0.00

$364,086274$200,000

Prospera Financial Services Inc.

[ + ] Details

Clearing firm: First Clearing LLC
Pershing LLC

Revenue: $38,924,368

Excess net capital: $1,631,799

Cost of E&O insurance: $2,700

Affiliation fees: $1,500

$363,284135$300,000

Wells Fargo Advisors Financial Network

[ + ] Details

Clearing firm: First Clearing LLC

Revenue: $707,320,000

Cost of E&O insurance: 4200

Affiliation fees: 1800

$345,9161,221$300,000

First Allied Securities Inc.

A subsidiary of RCAP Holdings, LLC

[ + ] Details

Clearing firm: J.P. Morgan Clearing Corp.
Pershing LLC

Revenue: $272,284,328

Excess net capital: $4,527,089

Cost of E&O insurance: $3,450

Affiliation fees: 0

$301,7527950.00
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