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All 2013-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

State
Clearing firm
Your Production ($)
Avg. rep payout
No. of reps
Has RIA platform
Sells alternatives
Compare Firm + All Details Avg. payout Reps Min. Production

Commonwealth Financial Network

Clearing firm National Financial Services LLC
Pershing LLC

Revenue $950,310,266

Excess net capital $15,218,839

Cost of E&O insurance $2,150

Affiliation fees None

+ Details

$497,6711,965$200,000

Ameriprise Financial Services Inc.

A subsidiary of Ameriprise Financial

Clearing firm Other

Revenue $3,738,344,789

Cost of E&O insurance N/D

Affiliation fees N/D

+ Details

$492,2007,589

Spire Investment Partners LLC

Clearing firm National Financial Services LLC
Pershing LLC
Other

Revenue $23,923,680

Cost of E&O insurance $3,120

Affiliation fees None

+ Details

$481,80362$300,000

Wells Fargo Advisors Financial Network

Clearing firm First Clearing LLC

Revenue $810,182,000

Cost of E&O insurance 4200

Affiliation fees 1800

+ Details

$473,9121,248$300,000

Geneos Wealth Management Inc.

Clearing firm National Financial Services LLC
Pershing LLC

Revenue $112,735,297

Excess net capital $400,000

Cost of E&O insurance $3,300

Affiliation fees None

+ Details

$447,362275$200,000

VSR Financial Services Inc.

Clearing firm First Clearing LLC
Pershing LLC

Revenue $105,081,959

Excess net capital $3,897,633

Cost of E&O insurance $5,040-$5,760

Affiliation fees None

+ Details

$370,738272$200,000

LPL Financial LLC

A subsidiary of LPL Financial Holdings Inc.

Clearing firm Self-clearing

Revenue $4,293,898,569

Excess net capital $95,177,588

Cost of E&O insurance $3,200

Affiliation fees $2,100

+ Details

$362,35314,036

First Allied Securities, Inc.

A subsidiary of Cetera Financial Group

Clearing firm J.P. Morgan Clearing Corp.
Pershing LLC

Revenue $294,041,049

Excess net capital $3,949,296

Cost of E&O insurance $3,450

Affiliation fees $3,000

+ Details

$351,390924$150,000

Raymond James Financial Services Inc.

A subsidiary of Raymond James Financial

Clearing firm Self-clearing

Revenue $1,564,990,000

Excess net capital $23,498,000

Cost of E&O insurance $3,960

Affiliation fees None

+ Details

$334,594$300,000

Prospera Financial Services Inc.

Clearing firm First Clearing LLC
Pershing LLC

Revenue $43,279,095

Excess net capital $2,010,698

Cost of E&O insurance $3,300

Affiliation fees $125

+ Details

$326,642138$300,000
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