Find a Broker-dealer

All 2013-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

State
Clearing firm
Your Production ($)
Avg. rep payout
No. of reps
Has RIA platform
Sells alternatives
Compare Firm + All Details Avg. payout Reps Min. Production

Royal Alliance Associates Inc.

A subsidiary of Advisor Group

Clearing firm National Financial Services LLC
Pershing LLC

Cost of E&O insurance $2,093

Affiliation fees $1,000

+ Details

1,887$150,000

American Portfolios Financial Services Inc.

A subsidiary of American Portfolios Holdings Inc.

Clearing firm Pershing LLC

Cost of E&O insurance $3,500/$1 million $3,900/$2 million

Affiliation fees $1,800

+ Details

841$100,000

Ameritas Investment Corp.

A subsidiary of Ameritas Life Insurance Co.

Clearing firm National Financial Services LLC
RBC Correspondent Services

Cost of E&O insurance $2,530

Affiliation fees $0

+ Details

1,227$10,000

BCG Securities, Inc.

A subsidiary of Benefit Consultants Group Inc.

+ Details

Berthel Fisher & Co. Financial Services Inc.

A subsidiary of Berthel Fisher & Co.

Clearing firm National Financial Services LLC

Cost of E&O insurance $2,784

Affiliation fees None

+ Details

332$50,000

Broker Dealer Financial Services Corp.

A subsidiary of BDFSC Holdings Corp.

Clearing firm First Clearing LLC

Cost of E&O insurance $1,335

Affiliation fees None

+ Details

285$25,000

Cadaret Grant & Co. Inc.

Clearing firm Pershing LLC
Self-clearing

Cost of E&O insurance $1,700

Affiliation fees $450

+ Details

963$125,000

Cambridge Investment Research Inc.

Clearing firm National Financial Services LLC
Pershing LLC

Cost of E&O insurance $2,750

Affiliation fees None

+ Details

3,306

Capital Analysts Inc.

+ Details

Century Securities Associates Inc.

A subsidiary of Stifel Financial Corp.

Clearing firm Other

+ Details

152
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