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All 2012-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

State Avg. rep payout Has RIA platform
Clearing firm No. of reps Sells alternatives
Your Production ($)
Compare Firm[ + ] Details Avg. payout Reps Min. Production ▼

Prospera Financial Services Inc.

[ + ] Details

Clearing firm: First Clearing LLC

Revenue: $31,905,220

Excess net capital: $2,501,654

Cost of E&O insurance: $2,700

Affiliation fees: $2,500

$290,000130$320,000

Wells Fargo Advisors Financial Network

[ + ] Details

Clearing firm: Self-clearing

Revenue: $596,477,000

Cost of E&O insurance: $4,200

Affiliation fees: $1,800

$335,2721,167$300,000

Williams Financial Group

[ + ] Details

Clearing firm: National Financial Services LLC
Pershing LLC

Revenue: $63,100,000

Cost of E&O insurance: $2,700

Affiliation fees: None

$210,000262$250,000

Raymond James Financial Services Inc.

A subsidiary of Raymond James Financial

[ + ] Details

Clearing firm: Raymond James & Associates Inc.

Revenue: $1,208,126,894

Excess net capital: $11,439,265

Cost of E&O insurance: N/A

Affiliation fees: $3,540

$318,7504,773$250,000

First Allied Securities Inc.

A subsidiary of First Allied Holdings Inc.

[ + ] Details

Clearing firm: J.P. Morgan Clearing Corp.
Pershing LLC

Revenue: $232,995,367

Excess net capital: $4,344,680

Cost of E&O insurance: $3,450

Affiliation fees: $3,000

$278,214815$200,000

Wunderlich Securities Inc.

[ + ] Details

Clearing firm: First Clearing LLC

Cost of E&O insurance: $2,700

Affiliation fees: None

——$200,000

Geneos Wealth Management Inc.

[ + ] Details

Clearing firm: National Financial Services LLC
Pershing LLC

Revenue: $93,319,552

Excess net capital: $400,000

Cost of E&O insurance: $3,100

Affiliation fees: None

$343,086297$200,000

VSR Financial Services Inc.

[ + ] Details

Clearing firm: First Clearing LLC
Pershing LLC

Revenue: $98,135,764

Excess net capital: $1,984,573

Cost of E&O insurance: $3,780

Affiliation fees: None

$345,653280$200,000

SII Investments Inc.

A subsidiary of National Planning Holdings Inc.

[ + ] Details

Clearing firm: Pershing LLC

Revenue: $166,034,000

Excess net capital: $8,566,000

Cost of E&O insurance: Included in affiliation fee.

Affiliation fees: $4,020 per year

$244,000605$200,000

Commonwealth Financial Network

[ + ] Details

Clearing firm: National Financial Services LLC
Pershing LLC

Revenue: $712,057,274

Excess net capital: $12,669,197

Cost of E&O insurance: $2,150

Affiliation fees: None

$375,3151,445$200,000
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