Find a Broker-dealer

All 2013-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

State
Clearing firm
Your Production ($)
Avg. rep payout
No. of reps
Has RIA platform
Sells alternatives
Compare Firm + All Details Avg. payout Reps Min. Production

Advisor Group

+ Details

Allstate Financial Services LLC

A subsidiary of Allstate Insurance Co.

+ Details

American Portfolios Financial Services Inc.

A subsidiary of American Portfolios Holdings Inc.

Clearing firm Pershing LLC

Cost of E&O insurance $3,500/$1 million $3,900/$2 million

Affiliation fees $1,800

+ Details

841$100,000

Ameriprise Financial Services Inc.

A subsidiary of Ameriprise Financial

Clearing firm Other

Cost of E&O insurance N/D

Affiliation fees N/D

+ Details

Ameritas Investment Corp.

A subsidiary of Ameritas Life Insurance Co.

Clearing firm National Financial Services LLC
RBC Correspondent Services

Revenue $148,200,000

Excess net capital $5,637,243

Cost of E&O insurance $2,530

Affiliation fees $0

+ Details

$100,3091,192$10,000

Ausdal Financial Partners

+ Details

Axa Advisors

A subsidiary of AXA Financial Inc.

Clearing firm Self-clearing
Other

Cost of E&O insurance $2,141

Affiliation fees N/A

+ Details

4,800$50,000

BCG Securities, Inc.

A subsidiary of Benefit Consultants Group Inc.

+ Details

Bernardi Securities Inc.

+ Details

Berthel Fisher & Co. Financial Services Inc.

A subsidiary of Berthel Fisher & Co.

Clearing firm National Financial Services LLC

Cost of E&O insurance $2,784

Affiliation fees None

+ Details

332$50,000
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