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All 2012-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted. 2013 recruitment and staffing data will publish on April 28.

State Avg. rep payout Has RIA platform
Clearing firm No. of reps Sells alternatives
Your Production ($)
Compare Firm[ + ] Details Avg. payout Reps Min. Production

Advisor Group

[ + ] Details

Allstate Financial Services LLC

A subsidiary of Allstate Insurance Co.

[ + ] Details

Revenue: $87,966,885

Excess net capital: $18,550,323

7,569

American Portfolios Financial Services Inc.

A subsidiary of American Portfolios Holdings Inc.

[ + ] Details

Clearing firm: Pershing LLC

Revenue: $157,955,982

Excess net capital: $3,356,589

Cost of E&O insurance: $3,075/$1 million $3,375/$2 million

Affiliation fees: $1,800

$163,542833$100,000

Ameriprise Financial Services Inc.

A subsidiary of Ameriprise Financial

[ + ] Details

Clearing firm: Other

Revenue: $3,241,113,140

Cost of E&O insurance: ND

Affiliation fees: ND

$431,5157,5260.00

Ameritas Investment Corp.

A subsidiary of Ameritas Life Insurance Co.

[ + ] Details

Clearing firm: National Financial Services LLC

Revenue: $143,000,000

Excess net capital: $7,368,020

Cost of E&O insurance: $2,270

Affiliation fees: $600 - $3,600

$90,5991,265$10,000

Ausdal Financial Partners

[ + ] Details

Clearing firm: Pershing LLC

Cost of E&O insurance: $2,000

Affiliation fees: $1,000

227$50,000

Axa Advisors

A subsidiary of Axa Financial Inc.

[ + ] Details

Clearing firm: Other

Revenue: $676,900,000

Excess net capital: $15,800,246

Cost of E&O insurance: $2,028

Affiliation fees: N/A

$98,6525,0780.00

BCG Securities, Inc.

A subsidiary of Benefit Consultants Group Inc.

[ + ] Details

Clearing firm: Pershing LLC

Cost of E&O insurance: $2,250

Affiliation fees: 500

87$100,000

Bernardi Securities Inc.

[ + ] Details

Clearing firm: Pershing LLC

Cost of E&O insurance: NA

Affiliation fees: NA

250.00

Berthel Fisher & Co. Financial Services Inc.

A subsidiary of Berthel Fisher & Co.

[ + ] Details

Clearing firm: National Financial Services LLC

Revenue: $64,179,387

Excess net capital: $1,926,638

Cost of E&O insurance: $2,656

Affiliation fees: None

$148,000339$50,000
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