Cadaret, Grant & Co. Inc.

One Lincoln Center

Syracuse, NY 13202

(800) 288-8601

Year founded: 1985

Year end: Dec. 31

No. of retail offices: 501

All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Retail accounts
  • Advisory accounts
  • Other types of accounts
  • Other types of accounts (specified)

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2014 2013 2012
No. of reps913950977
No. of producing reps732770804
No. of reps producing $100K-$499K /year340347331

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2014 2013 2012
Total revenues$167,834,137$154,359,422$137,547,257
Commission revenues$123,622,547$114,800,317$102,360,999
Fee revenues$40,961,979$35,671,652$30,849,008
Total revenues: Other$3,249,611$3,887,453$4,337,250
2014 2013 2012
Total account assets$24,538,180,987$24,110,145,523$20,494,081,600
Fee-based assets$3,645,609,662$3,412,891,782$2,821,305,380
Total account assets: Other$20,892,571,325$20,697,253,741$17,672,776,220
Average assets per rep$26,876,430$25,379,101$20,976,542
2014 2013 2012
Excess net capital$6,999,427$7,349,173$6,573,928
Total operating expenses$165,971,033$152,507,158$135,745,995
Pre-tax earnings$1,800,000$1,800,000$1,800,000
Number of active client accounts357,524373,882326,623
CEOArthur F. Grant
Allows advisers to use social media
Social media sites allowed
Dedicated mobile application for advisers?
Primary purpose of mobile application
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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