A subsidiary of Cetera Financial Group
4600 S. Syracuse St.
Denver, CO 80237
Year founded: 1981
Year end: Dec. 31
All 2013-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|No. of reps||1,258||1,209||911|
|No. of producing reps||1,118||1,076||824|
|No. of reps producing $100K-$499K /year||—||—||268|
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|Total revenues: Other||$25,041,630||$20,029,000||$13,505,000|
|Total account assets||$27,027,128,000||$22,949,720,000||$16,404,697,000|
|Total account assets: Other||$19,008,739,000||$16,535,462,000||$11,873,212,000|
|Average assets per rep||$21,484,203||$18,982,399||$18,007,351|
|Excess net capital||$6,053,000||$5,064,000||$5,124,000|
|Total operating expenses||—||—||—|
|Number of active client accounts||375,049||369,469||297,284|
|CEO||Brett L. Harrison|
|Allows advisers to use social media||—|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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