INVEST Financial Corp.

A subsidiary of National Planning Holdings Inc.

12750 Citrus Park Lane

Tampa, FL 33625

(800) 242-4732

investfinancial.com

Year founded: 1982

Year end: Dec. 31

No. of retail offices: 1,546

All 2013-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Retail accounts
  • Advisory accounts
  • Other types of accounts
  • Other types of accounts (specified)

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2013 2012 2011
No. of reps1,3501,4021,458
No. of producing reps1,0891,1861,157
No. of reps producing $100K-$499K /year428475421

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2013 2012 2011
Total revenues$278,141,000$236,838,000$217,322,000
Commission revenues$197,209,000$170,475,000$159,570,000
Fee revenues$53,492,000$43,726,000$37,553,000
Total revenues: Other$27,440,000$22,637,000$20,199,000
2013 2012 2011
Total account assets$27,374,362,000$23,451,580,000
Fee-based assets$5,519,600,000$4,538,413,000$3,835,422,000
Total account assets: Other$22,835,949,000$19,616,158,000
Average assets per rep$19,525,223$16,084,760
2013 2012 2011
Excess net capital$12,712,000$10,182,000$6,685,000
Total operating expenses$35,959,000$33,629,000$32,364,000
Pre-tax earnings
Number of active client accounts580,843550,172569,600
CEOSteve Dowden
Allows advisers to use social media
Social media sites allowed
Dedicated mobile application for advisers?
Primary purpose of mobile application
    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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