ERROR: Macro getcanonical is missing!
A subsidiary of Cetera Financial Group
200 N. Martingale Road
Schaumburg, IL 60173
Year founded: 1981
Year end: Dec. 31
All 2013-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|No. of reps||1,483||1,564||2,028|
|No. of producing reps||1,388||1,470||1,750|
|No. of reps producing $100K-$499K /year||—||—||244|
Payout grid and comparison is available to Data Center subscribers only.
Click here to sign up now.
|Total revenues: Other||$6,127,741||$5,664,000||$5,520,000|
|Total account assets||$16,766,508,000||$14,466,510,000||$13,660,290,000|
|Total account assets: Other||$11,892,162,000||$10,329,432,000||$9,808,715,000|
|Average assets per rep||$11,305,804||$9,249,687||$6,735,843|
|Excess net capital||$4,977,000||$4,576,000||$10,115,480|
|Total operating expenses||—||—||—|
|Number of active client accounts||30,021||30,333||—|
|CEO||Enrique M. Vasquez|
|Allows advisers to use social media||—|
|Social media sites allowed||—|
|Dedicated mobile application for advisers?||—|
|Primary purpose of mobile application||—|
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the BD Data Center, please contact InvestmentNews Data.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.