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A subsidiary of National Holdings Corp.
410 Park Ave.
New York, NY 10022
Year founded: 1947
Year end: Sept. 30
No. of retail offices: 141
All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|No. of reps||793||775||594|
|No. of producing reps||678||652||532|
|No. of reps producing $100K-$499K /year||307||297||210|
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|Total revenues: Other||$11,985,200||$17,700,000||$12,906,621|
|Total account assets||$7,307,030,490||$5,243,687,421||$3,005,953,219|
|Total account assets: Other||$7,307,030,490||$5,243,687,421||$3,005,953,219|
|Average assets per rep||$9,214,414||$6,766,048||$5,060,527|
|Excess net capital||$6,682,000||$4,335,604||$1,394,000|
|Total operating expenses||$26,343,000||$13,385,363||$11,510,000|
|Number of active client accounts||67,000||50,200||36,900|
|CEO||Mark H. Goldwasser|
|Allows advisers to use social media||—|
|Social media sites allowed||—|
|Dedicated mobile application for advisers?||—|
|Primary purpose of mobile application||—|
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