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A subsidiary of Sterne Agee
800 Shades Creek Parkway
Birmingham, AL 35209
Year founded: 2002
Year end: Dec. 31
No. of retail offices: 125
All 2012-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|No. of reps||295||290||252|
|No. of producing reps||295||290||252|
|No. of reps producing $100K-$499K /year||154||152||140|
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|Total revenues: Other||0.00||0.00||0.00|
|Total account assets||$5,100,000,000||$4,525,000,000||$3,400,000,000|
|Total account assets: Other||$4,100,000,000||$3,910,000,000||$2,890,000,000|
|Average assets per rep||$17,288,136||$15,603,448||$13,492,064|
|Excess net capital||$2,000,000||$2,000,000||$1,400,000|
|Total operating expenses||—||—||—|
|Number of active client accounts||45,000||36,500||32,150|
|Allows advisers to use social media||Y|
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