TriCor Financial LLC
A subsidiary of TriCor Financial Services Ltd.
7201 W. Lake Mead Blvd.
Las Vegas, NV 89128
Year founded: 2007
Year end: $4,085,000.00
No. of retail offices: 7
All 2012-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|No. of reps||21||23||19|
|No. of producing reps||18||18||18|
|No. of reps producing $100K-$499K /year||6||8||5|
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|Total revenues: Other||0.00||0.00||0.00|
|Total account assets||0.00||0.00||0.00|
|Total account assets: Other||0.00||0.00||0.00|
|Average assets per rep||—||—||—|
|Excess net capital||$297,079||$118,881||$218,123|
|Total operating expenses||$1,110,203||$1,000,898||$902,418|
|Number of active client accounts||1,776||1,500||1,400|
|Allows advisers to use social media||Y|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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Liz Ann SondersChief Investment Strategist, Charles Schwab Corp.