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All 2012-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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|2||Ameriprise Financial Services Inc.|
|3||LPL Financial LLC|
|4||ING Financial Partners Inc.|
|5||Woodbury Financial Services|
|6||Waddell & Reed Inc.|
|7||Axa Advisors LLC|
|8||Lincoln Financial Network|
|9||NFP Advisor Services Group (and affiliates)|
|10||Allstate Financial Services LLC|
|11||Cambridge Investment Research Inc.|
|12||Cetera Financial Institutions|
|13||Commonwealth Financial Network|
|14||FSC Securities Corp.|
|15||MML Investors Services LLC|
|16||National Planning Corp.|
|17||Raymond James Financial Services Inc.|
|18||SagePoint Financial Inc.|
|19||Royal Alliance Associates Inc.|
|20||Princor Financial Services Corp.|
|21||Invest Financial Corp.|
|22||Lincoln Investment Planning Inc.|
|23||Transamerica Financial Advisors Inc.|
|24||SII Investments Inc.|
|25||Signator Investors Inc./John Hancock Financial Network|
|Excess net capital ▼|
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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.