All 2013-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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|Rank||Firm||Excess net capital ▲|
|1||Sigma Financial Corp.||0.00|
|2||Trustmont Financial Group Inc.||0.00|
|3||J.P. Turner & Company LLC||0.00|
|4||Independent Financial Group LLC||0.00|
|5||Protected Investors of America Inc.||0.00|
|6||Fortune Financial Services Inc.||0.00|
|7||Parkland Securities, LLC||0.00|
|8||Spire Investment Partners LLC||0.00|
|9||Kalos Capital Inc.||0.00|
|10||Transamerica Financial Advisors Inc.||0.00|
|11||Wells Fargo Advisors Financial Network||0.00|
|12||IMS Securities Inc./IMS Financial Advisors Inc.||$58,193|
|13||TriCor Financial LLC||$123,844|
|14||Geneos Wealth Management Inc.||$400,000|
|15||Packerland Brokerage Services Inc.||$431,240|
|16||SWS Financial Services||$462,942|
|17||Broker Dealer Financial Services Corp.||$538,423|
|18||Harbour Investments Inc.||$549,038|
|19||CFD Investments Inc.||$624,522|
|20||Founders Financial Securities, LLC||$981,372|
|21||Financial Telesis Inc.||$1,100,000|
|22||Securities Management and Research||$1,125,313|
|23||PlanMember Securities Corp.||$1,179,000|
|24||The Investment Center Inc.||$1,211,292|
|25||The O.N. Equity Sales Co.||$1,241,654|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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