Broker-dealer Rankings

All 2012-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted. 2013 recruitment and staffing data will publish on April 28.

Edit

Select up to 5 fields

Operating expensesPre-tax earningsExcess net capitalTotal revenueCommission revenueAnnuity revenueFixed annuity revenueVariable annuity revenueInsurance revenueLife insurance revenueDisability insurance revenueLTC insurance revenueAlternative revenueHedge fund revenueManaged futures revenuePrivate placement revenueREIT revenueFee revenueTotal assetsAvg. assets per repFee-based assetsRepsNo. of reps, maleNo. of reps, femaleProducing reps$100K-$499K reps$500K+ repsCFPsEmployeesFee-based advisersAvg. annual payoutAvg. annual production of top 20% repsTotal payout, per yearSecurities revenuesMutual fund revenuesTotal account assets: OtherRIA platform (Y/N)Social media permitted (Y/N)% of $100K+ repsRetail offices% of $500K+ reps% change in reps% change in producing repsAvg. payout per rep, per year % changeRIA platform AUM

Toggle the buttons above to search yearly or historic data.

Year
State
Clearing firm
Revenue Range
Total Assets
Total Reps
Advanced Options

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe to the B-D Data Center for access to the complete ranking.

Rank Firm
1VSR Financial Services Inc.
2Williams Financial Group
3Independent Financial Group LLC
4IMS Securities Inc./IMS Financial Advisors Inc.
5J.P. Turner & Co.
6The Strategic Financial Alliance Inc.
7Geneos Wealth Management Inc.
8Crown Capital Securities L.P.
9Berthel Fisher & Co. Financial Services Inc.
10NFP Advisor Services Group
11First Allied Securities Inc.
12Commonwealth Financial Network
13J.W. Cole Financial Inc.
14National Securities Corp.
15Securities America Inc.
16American Portfolios Financial Services Inc.
17Spire Investment Partners LLC
18Securities Management and Research
19Sigma Financial Corp.
20Ameritas Investment Corp.
21Broker Dealer Financial Services Corp.
22Cadaret Grant & Co. Inc.
23Cambridge Investment Research Inc.
24H. Beck Inc.
25Harbour Investments Inc.
Private placement revenue ▼
$7,081,831
$6,000,000
$4,942,600
$3,425,008
$3,034,099
$1,952,390
$1,307,709
$1,294,558
$535,720
$531,995
$497,258
$397,109
$379,550
$254,000
$236,000
$220,981
$21,077
$10,500
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact InvestmentNews Data.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.