All 2013-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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|Rank||Firm||Excess net capital ▼|
|1||LPL Financial LLC||$123,500,000|
|3||Voya Financial Advisors Inc.||$34,006,615|
|4||Royal Alliance Associates Inc.||$26,459,000|
|5||Woodbury Financial Services||$23,993,000|
|6||Waddell & Reed Financial Advisors||$23,687,640|
|7||Lincoln Financial Network||$23,253,000|
|8||Cambridge Investment Research Inc.||$21,449,624|
|9||SagePoint Financial Inc.||$20,037,000|
|10||Allstate Financial Services LLC||$18,550,323|
|11||Raymond James Financial Services Inc.||$17,853,000|
|13||Cetera Financial Institutions||$14,723,000|
|14||SII Investments Inc.||$14,247,000|
|15||Commonwealth Financial Network||$13,318,209|
|16||FSC Securities Corp.||$13,264,000|
|17||INVEST Financial Corp.||$12,712,000|
|18||NFP Advisor Services||$12,042,804|
|19||Lincoln Investment Planning Inc.||$11,723,000|
|21||Securities America Inc.||$10,718,000|
|22||CUNA Brokerage Services Inc.||$10,591,000|
|23||Princor Financial Services Corp.||$10,391,130|
|24||MML Investors Services LLC||$10,104,011|
|25||Cetera Advisor Networks||$9,561,000|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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