All 2013-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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|Rank||Firm||Excess net capital ▲|
|1||Trustmont Financial Group Inc.||0.00|
|2||Spire Investment Partners LLC||0.00|
|3||Wells Fargo Advisors Financial Network||0.00|
|4||Ameriprise Financial Services Inc.||0.00|
|5||Independent Financial Group LLC||0.00|
|6||Sigma Financial Corp.||0.00|
|7||HD Vest Investment Services||0.00|
|8||Fortune Financial Services Inc.||0.00|
|9||Transamerica Financial Advisors Inc.||0.00|
|10||Kalos Capital Inc.||0.00|
|11||Protected Investors of America Inc.||0.00|
|12||J.P. Turner & Company LLC||0.00|
|13||Parkland Securities, LLC||0.00|
|14||IMS Securities Inc./IMS Financial Advisors Inc.||$58,193|
|15||TriCor Financial LLC||$123,844|
|16||Geneos Wealth Management Inc.||$400,000|
|17||Packerland Brokerage Services Inc.||$431,240|
|18||SWS Financial Services||$462,942|
|19||Broker Dealer Financial Services Corp.||$538,423|
|20||Harbour Investments Inc.||$549,038|
|21||CFD Investments Inc.||$624,522|
|22||Founders Financial Securities, LLC||$981,372|
|23||Financial Telesis Inc.||$1,100,000|
|24||Securities Management and Research||$1,125,313|
|25||PlanMember Securities Corp.||$1,179,000|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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