Sponsored By

Broker-dealer Rankings

All 2012-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

Edit

Select up to 5 fields

Operating expensesPre-tax earningsExcess net capitalTotal revenueCommission revenueAnnuity revenueFixed annuity revenueVariable annuity revenueInsurance revenueLife insurance revenueDisability insurance revenueLTC insurance revenueAlternative revenueHedge fund revenueManaged futures revenuePrivate placement revenueREIT revenueFee revenueTotal assetsAvg. assets per repFee-based assetsRepsNo. of reps, maleNo. of reps, femaleProducing reps$100K-$499K reps$500K+ repsCFPsEmployeesFee-based advisersAvg. annual payoutAvg. annual production of top 20% repsTotal payout, per yearSecurities revenuesMutual fund revenuesTotal account assets: OtherRIA platform (Y/N)Social media permitted (Y/N)% of $100K+ repsRetail offices% of $500K+ reps% change in reps% change in producing repsAvg. payout per rep, per year % changeRIA platform AUM

Toggle the buttons above to search yearly or historic data.
Year
State
Clearing firm
Revenue Range
Total Assets
Total Reps
Advanced Options

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe to the B-D Data Center for access to the complete ranking.

Rank Firm
1J.P. Turner & Co.
2National Securities Corp.
3Century Securities Associates Inc.
4TriCor Financial LLC
5Fortune Financial Services Inc.
6Founders Financial Securities LLC
7Kalos Capital Inc.
8SWS Financial Services
9Trustmont Financial Group Inc.
10LaSalle St. Securities LLC
11Capital Investment Co.
12Harbour Investments Inc.
13Prospera Financial Services Inc.
14Broker Dealer Financial Services Corp.
15Financial Telesis Inc.
16Ausdal Financial Partners
17Sterne Agee Financial Services Inc.
18CFD Investments Inc.
19The Strategic Financial Alliance Inc.
20Crown Capital Securities LP
21United Planners Financial Services
22J.W. Cole Financial Inc.
23Sammons Securities Co. LLC
24The Investment Center Inc.
25Williams Financial Group
Fee-based advisers▲
0
0
0
10
17
56
56
62
66
97
98
104
106
119
120
122
122
133
165
167
183
191
202
202
204
Next Page »

136 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact InvestmentNews Data.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.