All 2013-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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|Rank||Firm||Fee revenue ▲|
|1||Securities Management and Research||0.00|
|2||TriCor Financial LLC||0.00|
|3||Allstate Financial Services LLC||0.00|
|4||National Securities Corp.||0.00|
|5||J.P. Turner & Co.||0.00|
|6||Fortune Financial Services Inc.||0.00|
|7||IMS Securities Inc./IMS Financial Advisors Inc.||$1,956,629|
|8||SWS Financial Services||$2,337,147|
|9||Kalos Capital Inc.||$2,500,000|
|10||Packerland Brokerage Services Inc.||$2,546,628|
|11||Broker Dealer Financial Services Corp.||$3,628,636|
|12||LaSalle St. Securities LLC||$5,164,910|
|13||The O.N. Equity Sales Co.||$5,778,147|
|14||Harbour Investments Inc.||$7,345,000|
|15||CFD Investments Inc.||$7,930,916|
|16||Questar Capital Corp.||$9,500,000|
|17||Crown Capital Securities L.P.||$9,881,277|
|18||Parkland Securities, LLC||$9,919,851|
|19||Prospera Financial Services Inc.||$10,099,558|
|20||Girard Securities Inc.||$10,693,687|
|21||Founders Financial Securities LLC||$11,672,329|
|22||M Holdings Securities Inc. (M Securities)||$12,012,029|
|23||Berthel Fisher & Co. Financial Services Inc.||$12,435,160|
|24||J.W. Cole Financial Inc.||$12,671,866|
|25||Spire Investment Partners LLC||$12,923,003|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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