Broker-dealer Rankings

All 2013-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

Edit

Select up to 5 fields

Operating expensesPre-tax earningsExcess net capitalTotal revenueCommission revenueAnnuity revenueFixed annuity revenueVariable annuity revenueInsurance revenueLife insurance revenueDisability insurance revenueLTC insurance revenueAlternative revenueHedge fund revenueManaged futures revenuePrivate placement revenueREIT revenueFee revenueTotal assetsAvg. assets per repFee-based assetsRepsNo. of reps, maleNo. of reps, femaleProducing repsNo. of producing reps, maleNo. of producing reps, female$100K-$499K reps$500K+ repsCFPsEmployeesFee-based advisersAvg. annual payoutAvg. annual production of top 20% repsTotal payout, per yearSecurities revenuesMutual fund revenuesTotal account assets: OtherRIA platform (Y/N)Social media permitted (Y/N)% of $100K+ repsRetail offices% of $500K+ reps% change in reps% change in producing repsAvg. payout per rep, per year % changeRIA platform AUM

Toggle the buttons above to search yearly or historic data.

Year
State
Clearing firm
Revenue Range
Total Assets
Total Reps
Advanced Options

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe to the B-D Data Center for access to the complete ranking.

Rank Firm
1Securian Financial Services Inc.
2Waddell & Reed Financial Advisors
3Signator Investors Inc.
4LPL Financial LLC
5Commonwealth Financial Network
6Lincoln Investment Planning Inc.
7First Allied Securities Inc.
8Cadaret Grant & Co. Inc.
9INVEST Financial Corp.
10ING Financial Partners Inc.
11Investment Centers of America Inc.
12SII Investments Inc.
13National Planning Corp.
14Harbour Investments Inc.
15Centaurus Financial Inc.
16Kovack Securities Inc.
17Independent Financial Group LLC
18American Portfolios Financial Services Inc.
19Broker Dealer Financial Services Corp.
20The Strategic Financial Alliance Inc.
21National Securities Corp.
22M Holdings Securities Inc. (M Securities)
23Crown Capital Securities L.P.
24Investors Capital Corp.
25Lincoln Financial Network
Disability insurance revenue ▼
$4,276,915
$3,133,501
$1,210,154
$700,000
$501,134
$137,000
$70,801
$62,322
$25,000
$23,688
$23,000
$22,000
$20,000
$15,000
$13,255
$12,968
$11,800
$6,453
$5,363
$3,778
$2,400
$2,316
0.00
0.00
0.00
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact InvestmentNews Data.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.